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Compliance Wizard Limited SC218735. Registered Office 22 Stafford Street, Edinburgh EH3 7BD, UK.

Phone 07710 444 670.

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Compliance - Sorted!

Updated for SMCR
Non-MiFID Non-Retail - No AIF
Price£2,500.00
Updated for SMCR
Non-MiFID Retail - No AIF
Price£2,500.00
Updated for SMCR
MiFID Non-Retail - No AIF
Price£2,500.00
Updated for SMCR
MiFID Retail - No AIF
Price£2,500.00
New Addition
Conflicts of Interest Policy
Price£25.00
New Addition
Whistleblowing Policy
Price£25.00
New Addition
Business Continuity Plan Template
Price£100.00
New Addition
Fraud Policy
Price£25.00
New Template
Review of Brokers Template
Price£50.00
New Template
Annual Employee Undertakings Template
Price£25.00
New Template
Treating Customers Fairly Scorecard Template
Price£100.00
New Template
Treating Customers Fairly Gap Analysis Template
Price£150.00
Useful Guide
Guide to a Good Compliance Regime
Price£30.00
New Register
Financial Promotions Register
Price£25.00
New Register
Breach Register
Price£25.00
Free Guide
FCA Manuals Guide
UPDATING SUBSCRIPTION
Quarterly Updates
Price£3,500.00
Updated for SMCR
MiFID Retail - No AR
Price£2,500.00
Updated for SMCR
Non-MiFID Non-Retail - Full
Price£3,000.00
Updated for SMCR
Non-MiFID Non-Retail - No AR
Price£2,500.00