Compliance Wizard Limited SC218735. Registered Office 22 Stafford Street, Edinburgh EH3 7BD, UK.

Phone 07710 444 670

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    Treating Customers Fairly Scorecard Template

    This is an example of a typical Treating Customers Fairly (TCF) scorecard for a discretionary management firm. You’ll need to tailor it for your own purposes, replacing our logo with your own.

     

    Contents

     

    INTRODUCTION

    • Purpose
    • Ratings

     

    MATRIX

    • Outcome 1 - Consumers can be confident that...
    • Outcome 2 - Products and services marketed and sold...
    • Outcome 3 - Consumers are provided with clear...
    • Outcome 4 - Where consumers receive advice...
    • Outcome 5 - Consumers are provided with products that...
    • Outcome 6 - Consumerd do not face unreasonable...

     

    • File Licence

      Once purchased, you can use/alter/amend for your own investment firm on a perpetual licence basis. Not maintained.

    £100.00Price