Review of Brokers Template

This template is designed to support an annual review of brokers to determine if they continue to provide an acceptable level of service and satisfy best-execution criteria. It offers a tried-and-tested structure, outlining the main considerations. You’ll need to tailor it for your own purposes, replacing our logo with your own.

 

Contents

 

Background

Conclusion

Action Required

Appendices

  • Level of Service Provided
  • Review of Risk Profile and Financial Standing
  • File Licence

    Once purchased, you can use/alter/amend for your own investment firm on a perpetual licence basis. Not maintained.

£50.00Price

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