Review of Brokers Template

Review of Brokers Template

This template is designed to support an annual review of brokers to determine if they continue to provide an acceptable level of service and satisfy best-execution criteria. It offers a tried-and-tested structure, outlining the main considerations. You’ll need to tailor it for your own purposes, replacing our logo with your own.






Action Required


  • Level of Service Provided
  • Review of Risk Profile and Financial Standing
  • File Licence

    Once purchased, you can use/alter/amend for your own investment firm on a perpetual licence basis. Not maintained.