Review of Brokers Template
This template is designed to support an annual review of brokers to determine if they continue to provide an acceptable level of service and satisfy best-execution criteria. It offers a tried-and-tested structure, outlining the main considerations. You’ll need to tailor it for your own purposes, replacing our logo with your own.
- Level of Service Provided
- Review of Risk Profile and Financial Standing
Once purchased, you can use/alter/amend for your own investment firm on a perpetual licence basis. Not maintained.