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    Annual MLRO Reports Guide

    This guide is designed to help money laundering reporting officers (MLROs) write their annual reports.


    It doesn’t contain legal, regulatory or accounting advice. Rather, it offers a tried-and-tested structure, outlining the main areas that should be covered in the report and what should be included in each section.


    If you use this structure, you can’t go far wrong.




    • Introduction
    • MLRO
    • Money laundering policy and procedures
    • Areas of business
    • Audit summary
    • National and international findings
    • Reporting
    • Staff training
    • Review of the previous report
    • Recommendations
    • File Licence

      Once purchased, you can use/alter/amend for your own investment firm on a perpetual licence basis. Not maintained.