Compliance Wizard Limited SC218735. Registered Office 22 Stafford Street, Edinburgh EH3 7BD, UK.

Phone 07710 444 670


    Annual Employee Undertakings Template

    This template is designed to help gather the necessary undertakings from employees each year. It offers a tried-and-tested structure, outlining the main undertakings required from approved persons. You’ll need to tailor it for your own purposes, replacing our logo with your own.

    • File Licence

      Once purchased, you can use/alter/amend for your own investment firm on a perpetual licence basis. Not maintained.