The dreaded compliance manual. All too often it’s tedious to write, tedious to read and tedious to search. However, it’s hugely important not only to have on...

It may sound trite, to compare applying for authorisation to a magic trick. But if you’re under any illusion that less-than-perfect preparation is good enoug...

Way too many firms have permissions they don’t need. Does it matter? Well, possibly not, but it could be costing you time, money and effort in monitoring and...

It’s great news for everyone in the world of compliance that the FCA has launched improvements to its Connect system (now in beta testing). At last. Anyone w...

Back in the early 00s, when NRS was a fairly new kid on the compliance block, we were relatively tech-savvy. Well, by compliance standards of the time anyway...